Contents


    Executive Summary

    In many ways, Superstorm Sandy, which made landfall on October 29, 2012, was the perfect storm. Its winds extended approximately 940 miles in diameter, the largest circulation of any tropical system on record at that time. Its huge storm surges would reach 14 feet in some areas. Most importantly, the U.S. eastern coast, featuring one of the highest concentrations of valuable property assets anywhere in the world, lay directly in its path. While weaving its way through the Caribbean, Sandy inflicted significant damage on Jamaica, Haiti, and Cuba. Recognizing Sandy’s threat, several U.S. states declared states of emergency and the governors of New York and New Jersey ordered evacuations in coastal and low-lying regions in the days before Sandy arrived. According to the National Hurricane Center (NHC), the storm caused a reported $71.5 billion in economic damages in the United States. Insurance coverage immediately assumed a critical role in recovery from the storm.

    Background

    Despite the widespread damage it caused and its hurricane-force winds, Superstorm Sandy was not technically a hurricane when it made landfall in New Jersey. After colder, lower-level air had cooled and deteriorated Sandy’s center, the storm no longer met the definition set by the National Hurricane Center (NHC) for a hurricane. As a result, the NHC reclassified Sandy as a post-tropical cyclone shortly before it made landfall.

    Insurance-related issues presented by Superstorm Sandy were numerous and complex, including the application of hurricane deductibles for wind damages. Considerable dissatisfaction developed with the Federal Emergency Management Agency’s (FEMA) administration of the National Flood Insurance Program (NFIP) in terms of payments for flood damage, leading to lawsuits and administrative appeals. Commercial property insurance policy coverage issues arose, including the interpretation of service interruption and civil authority provisions in policies. The federal government passed emergency aid legislation.

    Injuries and Damages

    Damage from storm surges was widespread and extreme. Sandy generated a massive surge that occurred on top of the spring high tide, creating a “storm tide” of nearly 14 feet at Battery Park at the tip of Manhattan. The NHC reported surges of 12.6 feet off King’s Point in Long Island, 9.8 feet in Bridgeport, Connecticut, and 9.8 feet in New Haven Connecticut. Peak storm tide elevations along New Jersey’s northern coast ranged from approximately 9 to 15 feet. The central and southern coasts of New Jersey saw peak water levels of 5 to 8 feet. The surge in the Breezy Point area of Queens came into contact with electrical wiring and set off a fire that destroyed more than 100 homes. In Atlantic City, New Jersey, the surge damaged parts of boardwalks, roads and homes. News photographs of the skeletal remains of New Jersey’s iconic Star Jet rollercoaster settling in the waves off Seaside Heights came to symbolize the devastation caused by the storm.

    Legislation and Regulation

    In response to the high level of damages, the Sandy Recovery Improvement Act of 2013 and the accompanying Disaster Relief Appropriations Act of 2013 were signed into law in January 2013. The controversial legislation authorized changes to the way FEMA was allowed to deliver federal disaster aid and provided an emergency aid package of approximately $51 billion to help homeowners and businesses damaged by the storm, replenish shorelines, repair transportation systems, and reimburse local governments for emergency spending.

    Liability and Insurance

    Superstorm Sandy’s reach across several states had implications for insurers and reinsurers. Coverage decisions depend on a number of factors that are frequently inconsistent from one state to the next; political discussions, insurance contract wordings as dictated by state regulations, and NHC classifications of the storm that vary with time and location are all factors.

    Hurricane Deductibles
    After extraordinary losses due to wind from Hurricane Andrew in 1992 and Hurricane Katrina in 2005, insurers instituted hurricane deductibles to limit their exposure to levels that were acceptable to policyholders and regulators. In late 2017, the Insurance Information Institute reported that nineteen states and the District of Columbia allowed hurricane deductibles. Hurricane deductibles are separate from deductibles for other hazards such as fire and are usually expressed as a percentage of the insured property value. For example, homeowners who insure their $100,000 home with a 5% hurricane deductible would have to meet a deductible amount up to $5,000 before the insurer would cover any additional losses.

    In the wake of Hurricane Sandy, questions arose about hurricane deductible triggers. Differing state laws and regulations have an impact on policy wordings filed by individual insurance companies, and ultimately on the different coverage language and factors that determine the hurricane deductible triggers. Wind speeds, watches and warnings issued by the NHC, a determination of the storm’s intensity as provided by the National Weather Service, and the Saffir-Simpson Scale category are among the metrics used to determine triggers, which also generally include a timing factor setting a window for the time period that damages are covered. When different factors are used to set the trigger, hurricane deductibles may be applied in one state but not another even if the same storm hits both, meaning that citizens of one state might have to pay hurricane deductibles while citizens of another do not, even if they experience similar damage. In such a case, the differing treatment creates political issues that may impact insurer claims handling. If the hurricane deductibles are not triggered, insurers may face larger than expected losses.

    National Flood Insurance Program Issues
    FEMA administers the NFIP, created in 1968 to establish community floodplain ordinances and insure property owners against flood losses in return for premium payments. There are concerns about NFIP coverage, including that: (1) available limits are relatively low, (2) restrictions apply to replacement cost coverage, (3) if there is wind damage to the building that the flood insurer will not pay but that is covered under a homeowner’s policy, the homeowner will have to pay two deductibles for the two separate policies, and (4) coverage questions arise if the primary layer of property coverage is the NFIP policy but the insured purchased excess layers of flood coverage above the NFIP policy, such as whether the excess insurance will drop down to provide replacement cost difference, business income or extra expense coverage.

    Superstorm Sandy claims handling with respect to flood insurance provided by private carriers under the NFIP and administered by FEMA led to considerable policyholder dissatisfaction. More than 19,400 policyholders unhappy with NFIP payment recommendations filed administrative appeals with FEMA, and nearly 2,000 flood insurance litigation cases were filed against NFIP insurers in New York and New Jersey federal courts. As of 2017, FEMA had reviewed, made payments for, and closed most of the administrative appeal files and worked through the courts in mediations to settle most of the litigations.

    The NFIP’s statutory authority to operate must be periodically renewed by Congress. President Trump signed legislation on July 31, 2018 that extended the NFIP authorization until November 30, 2018, meaning that the law must be reauthorized by no later than midnight on that date.

    Commercial Property Insurance Coverage Issues
    Civil Authority: A business that did not suffer property damage from Superstorm Sandy at the insured location might still have lost business income due to the storm if customers could not physically reach the business. Standard business interruption insurance would not apply, but “civil authority” coverage is generally triggered where the action of a civil authority impairs access to the insured premises. One problem with these provisions is that non-specific orders from authorities can lead to coverage disputes, such as orders that do not make it clear whether an order to vacate was related solely to flooding as opposed to concerns about wind damage.

    Service Interruption: Service interruption coverage addresses business losses resulting from damage to the utilities that supply the insured premises with necessities such as power, water, communication, natural gas, sewage and internet access. Power failures present difficult insurance issues, and approximately 7.5 million power outages were reported over the two days that Superstorm Sandy battered the East Coast. First, to be covered for either direct or indirect losses related to a power outage, the insured’s policy must have “off premises” or “utility” coverage. Then, coverage under the off premises endorsement depends upon whether there is coverage for the damaging situation in the commercial or personal property policy itself. For example, if the off-premises losses were attributed to flooding, but flooding is excluded on the commercial or personal property, the off premises endorsement would not apply.

    Off premises endorsements may include a waiting period, generally 72 hours, which prohibits insurance payment for properties that regain power within three days. Specific loss situations involving indirect damage, equipment breakdown from power surges or business income losses may become the subject of coverage disputes under off premises coverage. An “off premises” provision might include a distance limitation requiring that the source of the off premises loss must be within a certain radius of the insured premises, for example, 500 feet. Also, the insured may suffer spoilage during the power outage, which might or might not be covered under the equipment breakdown clause or a special “refrigeration loss” provision in homeowner policies.

    In some areas affected by Superstorm Sandy, utilities preemptively shut down power so as to preserve the electrical system during the actual storm. The courts of affected states have taken different positions on the issue of whether such a shutdown was an insured event. Also, the question has come up as to whether huge transformer explosions such as occurred in New York at the 14th Street Con Edison plant were due to electrical arcing caused by flooding -- and thus excluded from coverage under many policies -- or should be considered to be an “ensuing loss” in the form of an explosion that triggered service interruption coverage.

    Litigation

    Litigation between individual insureds and their insurers about Superstorm Sandy often involved disputes over coverage for property damage, business interruption, or the application of flood sub-limits that place a maximum on the amount available to pay a flood loss.

    Additionally, many homeowners with federal flood insurance through the NFIP complained that insurers handling Superstorm Sandy claims falsified engineering reports that originally blamed flood water for structural damage; those reports, policyholders alleged, were altered in ways that led to severely reduced insurance payouts. A notable case is Raimey v. Wright Nat'l Flood Ins. Co. (In re Hurricane Sandy Cases), 303 F.R.D. 17 (E.D.N.Y. 2014) in which an initial engineering report had determined that structural damage was the result of “hydrodynamic forces” associated with the flood and that repair to the Raimey home was not economically viable. Later the report was rewritten by another engineer under a policy of “peer review” and that report concluded that the damages were the result of long-term deterioration rather than a flood event. The insurer denied coverage based on the later report and did not produce the first report. The Court ordered that all documents be produced, and stated: “Against this backdrop arises the instant dispute, which has exposed reprehensible gamesmanship by a professional engineering company that unjustly frustrated efforts by two homeowners to get fair consideration of their claims. Worse yet, evidence suggests that these unprincipled practices may be widespread.

    Future Outlook

    The jurisdictions affected by Superstorm Sandy are taking steps and devoting billions of dollars to ideas intended to mitigate future storm damages from water. Large projects have been proposed, such as sea gates to close off New York Harbor to rising waters, as well as relatively small efforts such as stone revetments on Coney Island Creek and solar powered streetlights. All mitigation efforts are important, because some experts predict that sea levels will eventually rise by about 30 inches, swamping large parts of New York. One projection puts damages at $90 billion if New York were to suffer another storm like Sandy in the early 2050s when both population figures and the ocean levels are likely to be higher. In New Jersey, planners are contemplating projects such as flood walls along the riverfronts and a system of terraced wetlands, parks, green roofs, and water storage sites intended to temporarily retain enough water to keep the sewers from being overwhelmed.

    While such actions are likely to mitigate flood damages to some extent, the significant issues with the current system of flood insurance will still have to be addressed. The question of coverage will generally come down to policy language and what was the proximate cause of the flooding, such as storm surge or rising flood waters; all the issues those questions generate are bound to be a continued focus for insurers.

    In the News

    2021

    • Study: Climate change added $8 billion to Sandy’s damages - Seth Borenstein, The Associated Press (05/18/2021)
      Climate change-triggered sea level rise added $8 billion in damage during 2012’s Superstorm Sandy, one of nation’s costliest weather disasters, a new study said.

       

    • Court: NJ Transit due $300 million in Sandy damage coverage - The Associated Press, The Associated Press (01/27/2021)
      New Jersey’s Supreme Court ruled Wednesday that New Jersey Transit has the right to an additional $300 million in insurance coverage based on damage it sustained during Superstorm Sandy.

       

    2015

    2014

    • Storm Sandy Insurers Battle Flood Claim Lawsuits - Matthew Sturdevant, Hartford Courant (12/21/2014)
      A barrage of federal lawsuits accuse a number of insurance companies -- including The Hartford Financial Services Group and The Travelers Cos. -- of improperly reducing flood-damage payments to homeowners in the wake of the 2012 storm.
    • Engineering firm accused of faking Sandy reports, would cheat insurer's claimants - Insurance Business (12/03/2014)

      An engineering firm that performed work for a unit of leading insurer Hartford Financial Services Group stands accused of cheating victims of 2012’s Superstorm Sandy by secretly falsifying damage reports related to homeowner claims.

    • Sandy-hit Sea Bright prepares for next big storm - Wayne Parry, AP, San Francisco Chronicle (10/28/2014)
      The low-lying community on a narrow strip of sand between the ocean and the Shrewsbury River floods regularly and sustained catastrophic damage in Superstorm Sandy. Its entire downtown business district was damaged, as were three-quarters of its homes.
    • A Storm Surge Ends Up In Court - Hugh R. Morley, The Record (Hackensack, N.J.) (08/20/2014)
      Nearly two years after Superstorm Sandy socked North Jersey, a Carlstadt printer has filed suit against its insurance company, seeking $37 million for storm-related damage that continues to hamper its operations.
    • Allentown motel must reimburse Hurricane Sandy guests - Bill Landauer, Morning Call (07/17/2014)
      An Allentown motel will pay more than $10,000 to guests to settle claims that it was price gouging during Hurricane Sandy, the state attorney general said.
    • Concern over New Jersey coastal building rules - Wayne Parry, NorthJersey.com (06/25/2014)
      Environmentalists say New Jersey's proposed new rules for coastal development would place more people and property at risk from future storms like Superstorm Sandy.
    • NY fines insurer $327G for slow Sandy response - Joe Ryan, Newsday (05/28/2014)
      State regulators have fined Narragansett Bay Insurance Co. $327,400 for forcing homeowners to wait weeks for adjusters to visit their damaged homes in the wake of superstorm Sandy.

    2013

    • Sandy-battered Shore town awaits $40 million seawall - Jacqueline L. Urgo, philly.com (12/10/2013)
      Work on a $40 million, four-mile-long steel seawall that will extend through this Ocean County town and into the beachfront areas of neighboring Brick Township trounced by Hurricane Sandy could begin early next year, officials said.

    Additional Items

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